Important Disclosures

Castellan Group, LLC (“Castellan”) is a Registered Investment Advisor (“RIA”), with the U.S. Securities and Exchange Commission (“SEC”). Castellan provides investment advisory and family office services for ultra-high net worth clients nationally. Castellan will maintain all applicable registration and licenses as required by the various states in which Castellan conducts business, as applicable. Castellan renders individualized responses to persons in a particular state only after complying with all notice filing and regulatory requirements, or pursuant to an applicable state exemption or exclusion.

This website is intended to provide general information about Castellan and its services. It is not intended to offer or deliver investment advice in any way. Information regarding investment services are provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles, and other content on this website are based on generally-available information and are believed to be reliable. Castellan does not guarantee the accuracy of the information contained on this website. The information is of a general nature and should not be construed as investment advice.

Investment Disclosures: Representative Investments

• HealthLink Dimensions - Healthcare data provider serving hospitals, life sciences, and payors with managed data services and enterprise engagement solutions built on the largest multi-sourced, audited, provider email, demographic, and facility database available
  • Castellan works closely with management on M&A, a wide variety of managerial responsibilities, as well as advising oversight for controlling stake
• CircleUp - Investment & data platform that empowers entrepreneurs in emerging consumer with the equity & credit funding and strategic support that they need to thrive
  • Castellan advised its clients to invest in a closed-end SPV that led a bridge round financing and advises clients on corporate actions at the LP level
• PTM Partners - Real Estate Development fund focused on opportunity zones
  • Castellan is the anchor limited partner in PTM Partners Opportunity Zone Fund II and holds a seat on the fund’s investment committee
• Sterling Restaurants - Largest franchisee of Moe’s Southwestern Grill
  • Castellan refinanced a portion of senior debt through a closed-ended SPV and advises clients on oversight for large minority stake.
• Green District - Growth stage fast casual salad franchisor & franchise operator operating in 3 markets across the Midwest, West, and South Florida
  • Castellan led the Series A investment through multiple closed-end SPVs and is involved with advising management and oversight
  • Castellan is currently leading a secondary bridge round
• Readyworks - Healthcare technology company giving provider organization with the solutions they need to automate operations and improve their back end
  • Castellan led the Seed investment through a closed-end SPV is involved with advising management and oversight going forward
• WEAV3D - Advanced manufacturing company intended to reduce waste, cycle time, and materials handling cost
  • Castellan led a Series A financing through an evergreen LP and is involved with advising management and oversight
• HALO Investing - Fintech platform leverages analytics to transparently manage structured note portfolios for clients and connects investors to structured products offered by leading global financial institutions
  • Castellan invested in a closed-end SPV that led a Series C Financing and advises clients on corporate actions at the LP level
• Medxoom - Healthcare technology business providing a healthcare financing and member benefits platform designed to simplify pricing for medical procedures
  • Castellan led a Series A financing through a closed-end SPV and is involved with advising management and oversight
• HealthCorum- Healthcare technology platform designed to provide health plans and other organizations with insight into physician quality
  • Castellan led a pre-seed financing through an evergreen LP and is involved with advising management and oversight

• Merit -Verified identity platform designed to verify a recipient's merits to ensure their credentials are valid and up to date, enabling clients by providing clarity to make better-informed decisions and engage with individuals effectively
  • Castellan participated in a Series B financing through an evergreen LP and is involved with advising management

• SustainaBase- Carbon accounting platform empowering enterprises to understand their impact on the environment and devise strategies to become more green
  • Castellan led a Series Seed financing through an evergreen LP and is involved with advising management and oversight
• Levatas- Visual AI Platform designed to empower industrial inspection capabilities
  • Castellan led a Series A financing through an evergreen LP and is involved with advising management and oversight